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- SUPREME COURT OF THE UNITED STATES
- --------
- No. 91-1738
- --------
- JERRY D. GILMORE, PETITIONER v. KEVIN
- TAYLOR
- on writ of certiorari to the united states court
- of appeals for the seventh circuit
- [June 7, 1993]
-
- Justice O'Connor, with whom Justice White joins,
- concurring in the judgment.
- Kevin Taylor admitted that he had killed Scott
- Siniscalchi. He contended, however, that he had -act[ed]
- under a sudden and intense passion resulting from serious
- provocation by [Siniscalchi].- Ill. Rev. Stat., ch. 38, -9-2
- (1985). If Taylor's account is to be believed, then, under
- the law of the State of Illinois, he is not guilty of murder
- but rather of manslaughter. Ibid. At trial, Taylor took
- the stand and admitted to the two elements of murder.
- He asked only that the jury consider his state of mind
- when he acted and convict him of voluntary manslaughter,
- acquitting him of murder. Illinois law is clear that this
- put the jury to a choice: Taylor could be convicted only of
- manslaughter or murder-not of both. Indeed, because
- Taylor produced sufficient evidence to raise the defense
- of sudden passion, Illinois law required the State to
- negate Taylor's defense beyond a reasonable doubt. People
- v. Reddick, 123 Ill. 2d 184, 197, 526 N. E. 2d 141, 146
- (1988). As a result, the jury should not have been
- permitted to convict Taylor of murder if there was so
- much as a reasonable possibility that Taylor's manslaugh-
- ter defense had merit. Ibid.
- In Falconer v. Lane, 905 F. 2d 1129 (1990), the Court
- of Appeals for the Seventh Circuit held that instructions
- similar to those given at Taylor's trial did not comport
- with Illinois law and were ambiguous at best. In Taylor's
- case, according to the Court of Appeals, this ambiguity
- resulted in a reasonable likelihood that the jury misunder-
- stood those instructions, and that once it found Taylor
- guilty of the two elements of murder (to which Taylor had
- admitted), the jury simply stopped deliberating without
- considering the possibility that Taylor was guilty only of
- manslaughter. 954 F. 2d 441, 442 (CA7 1992). In other
- words, the court concluded that there was a reasonable
- likelihood that the jury never considered Taylor's defense
- of sudden and provoked passion, even though the trial
- court thought there was sufficient evidence of the defense
- for the issue to reach the jury and even though the State
- bore the burden of proving its absence beyond a reason-
- able doubt. This, the court held, violated due process.
- Id., at 450.
- The Court of Appeals, however, understood that our
- decision in Teague v. Lane, 489 U. S. 288 (1989) (plurality
- opinion), bars the announcement of new rules on habeas
- corpus. 954 F. 2d, at 451. Accordingly, it examined our
- precedents to determine whether its decision was -dic-
- tated- by our prior decisions. In so doing, the court con-
- strued our cases in Boyde v. California, 494 U. S. 370
- (1990), and Connecticut v. Johnson, 460 U. S. 73 (1983)
- (plurality opinion), as compelling its conclusion that the
- instructions used in Taylor's case violated due process.
- 954 F. 2d, at 452-453. It therefore held that its rule was
- not -new- and ordered that a writ of habeas corpus issue
- unless Taylor was retried within 120 days. Id., at 453.
- I agree with the majority today that the rule the Court
- of Appeals announced was at least susceptible to debate
- among reasonable jurists. See Butler v. McKellar, 494
- U. S. 407, 415 (1990). For that reason, I agree that
- under Teague a federal court cannot issue a writ of
- habeas corpus based on the ambiguous instructions in
- dispute here. In so deciding, however, I would not reach
- out to decide the merits of the rule nor would I construe
- our cases so narrowly as the Court does. For that reason,
- I write separately.
- Prior to Boyde, we phrased the standard for reviewing
- jury instructions in a variety of ways, not all of which
- were consistent. Compare Mills v. Maryland, 486 U. S.
- 367, 384 (1988) (constitutional error occurs when there is
- a -substantial probability- the instructions precluded
- consideration of constitutionally relevant evidence) with
- Sandstrom v. Montana, 442 U. S. 510, 523 (1979) (consti-
- tutional error occurs when jurors -could reasonably have
- concluded- that the instructions created a presumption of
- guilt on an element of the crime). In Boyde, we clarified
- that when the claim is that a single jury -instruction is
- ambiguous and therefore subject to an erroneous interpre-
- tation,- the proper inquiry is -whether there is a reason-
- able likelihood that the jury has applied the challenged
- instruction in a way that prevents the consideration of
- constitutionally relevant evidence.- 494 U. S., at 380. As
- the Court notes, we chose the more restrictive standard
- in that case, and, as a result, Boyde itself did not state
- a new rule. The Court, however, finds Boyde inapplicable
- because it was a capital case. Ante, at 8.
- It is true that we clarified the standard for reviewing
- jury instructions in a capital case, but Boyde did not
- purport to limit application of that standard to capital
- cases, nor have we so limited it. In Estelle v. McGuire,
- 502 U. S. ___ (1991), for example, the Court reviewed an
- ambiguous state law instruction in a noncapital case.
- Although I disagreed with the Court's conclusion regarding
- the effect of that ambiguous instruction, see id., at ___
- (O'Connor, J., concurring in part and dissenting in part),
- I agreed with the standard it used in reaching its conclu-
- sion: -`whether there is a reasonable likelihood that the
- jury has applied the challenged instruction in a way' that
- violates the Constitution.- Id., at ___ (quoting Boyde v.
- California, supra). It is clear that the -reasonable likeli-
- hood- standard of Boyde applies to noncapital cases.
- Although the Court's opinion today might be read as
- implying that erroneous jury instructions may never give
- rise to constitutional error outside of capital cases, ante,
- at 8, such an implication would misconstrue our prece-
- dent. When the Court states that -instructions that
- contain errors of state law may not form the basis for
- federal habeas relief,- ibid. (citing Estelle v. McGuire,
- supra), it must mean that a mere error of state law, one
- that does not rise to the level of a constitutional violation,
- may not be corrected on federal habeas. Some erroneous
- state-law instructions, however, may violate due process
- and hence form the basis for relief, even in a noncapital
- case. In McGuire, a majority of the Court found that the
- particular erroneous instruction at issue did not give rise
- to a constitutional violation, but the very fact that the
- Court scrutinized the instruction belies any assertion that
- erroneous instructions can violate due process only in
- capital cases.
- We have not held that the Eighth Amendment's require-
- ment that the jury be allowed to consider and give effect
- to all relevant mitigating evidence in capital cases, see,
- e.g., Boyde, supra, applies to noncapital cases. Neverthe-
- less, we have held that other constitutional amendments
- create -constitutionally relevant evidence- that the jury
- must be able to consider. See, e.g., Rock v. Arkansas, 483
- U. S. 44, 51 (1987) (-[t]he right to testify on one's own
- behalf at a criminal trial has sources in several provisions
- of the Constitution-); Delaware v. Van Arsdall, 475 U. S.
- 673, 678-679 (1986) (Rehnquist, J.) (-the Confrontation
- Clause guarantees an opportunity for effective cross-
- examination- (internal quotation marks omitted)). The
- category of -constitutionally relevant evidence- is not
- limited to capital cases.
- In this case, the question is not whether application of
- the -reasonable likelihood- standard of Boyde is a new
- rule. It is not. See ante, at 8; supra, at 3. Nor is the
- question whether jury instructions may be so erroneous
- under state law as to rise to the level of a constitutional
- violation. It is clear to me that they may. See, e.g.,
- McGuire, 502 U. S., at ___; id., at ___ (O'Connor, J.,
- concurring in part and dissenting in part). The question
- is whether reasonable jurists could disagree over whether
- the particular erroneous instruction at issue here-which
- we assume created a reasonable likelihood that the jury
- did not consider Taylor's affirmative defense once it
- determined the two elements of murder were
- established-violated the Constitution.
- Our cases do not provide a clear answer to that ques-
- tion. Due process, of course, requires that the State prove
- every element of a criminal offense beyond a reasonable
- doubt. In re Winship, 397 U. S. 358 (1970). This
- straightforward proposition has spawned a number of
- corollary rules, among them the rule that the State may
- not -us[e] evidentiary presumptions in a jury charge that
- have the effect of relieving the State of its burden of
- persuasion beyond a reasonable doubt of every essential
- element of a crime.- Francis v. Franklin, 471 U. S. 307,
- 313 (1985). Accord, Rose v. Clark, 478 U. S. 570, 580
- (1986); Connecticut v. Johnson, 460 U. S. 73, 84-85 (1983)
- (plurality opinion); Sandstrom, supra, at 521-523. The
- Court of Appeals extended these cases-which themselves
- are the -logical extension- of Winship, see Rose, supra, at
- 580-one step further. It read them as standing for the
- proposition that any instruction that leads -the jury to
- ignore exculpatory evidence in finding the defendant guilty
- of murder beyond a reasonable doubt- violates due proc-
- ess; it disregarded as meaningless the distinction between
- elements of the offense and affirmative defenses. 954 F.
- 2d, at 453.
- Our opinions in Martin v. Ohio, 480 U. S. 228 (1987),
- and Patterson v. New York, 432 U. S. 197 (1977), however,
- make clear that at least in some circumstances the
- distinction is not meaningless. In Patterson, we held that
- the Due Process Clause did not require the State to prove
- the absence of the affirmative defense of extreme emo-
- tional disturbance beyond a reasonable doubt; the State
- instead could place the burden of proving the defense on
- the defendant. Id., at 210. We reaffirmed this holding
- in Martin, supra, and rejected petitioner's claim that
- requiring her to prove self-defense by a preponderance of
- the evidence shifted to petitioner the burden of disproving
- the elements of the crime. Id., at 233-234. (Although
- Martin was decided after Taylor's conviction became final,
- it, like Boyde, was not a new rule.)
- This case differs from Martin and Patterson in at least
- two ways. First, Taylor had only the burden of produc-
- tion and not the burden of persuasion; once he produced
- sufficient evidence for the issue to go to the jury, the
- State was required to prove the absence of his defense
- beyond a reasonable doubt. See Reddick, 123 Ill. 2d, at
- 197, 526 N. E. 2d, at 146. Second, Taylor's contention
- does not concern the allocation of burdens of proof; he
- argues that the jury did not consider his defense at all.
- Nevertheless, I cannot say that our prior cases compel the
- rule articulated by the Court of Appeals. At the very
- least, Martin and Patterson confirm that the rule the
- Court of Appeals promulgated here goes beyond what we
- hitherto have said the Constitution requires.
- The purpose of Teague is to promote the finality of state
- court judgments. When a state court makes a -reason-
- able, good-faith interpretatio[n]- of our precedents as they
- exist at the time of decision, that decision should not be
- overturned on federal habeas review. Butler, 494 U. S.,
- at 413-414. Whatever the merits of the Court of Appeals'
- constitutional holding, an issue that is not before us, the
- Illinois courts were not unreasonable in concluding that
- the error in Taylor's instructions was not constitutional
- error. The State is not required to allow the defense of
- sudden and provoked passion at all, and the State is free
- to allow it while requiring the defendant to prove it.
- Martin, supra; Patterson, supra. It is not a begrudging
- or unreasonable application of these principles to hold that
- jury instructions that create a reasonable likelihood the
- jury will not consider the defense do not violate the
- Constitution.
- Because our cases do not resolve conclusively the
- question whether it violates due process to give an
- instruction that is reasonably likely to prevent the jury
- from considering an affirmative defense, or a hybrid
- defense such as the State of Illinois permits, resolution of
- the issue on habeas would require us to promulgate a new
- rule. Like the Court, I believe that this rule does not fall
- within either of Teague's exceptions to nonretroactive
- application of new rules on habeas. The rule does not
- place any conduct, much less -`primary, private individual
- conduct[,] beyond the power of the criminal law-making
- authority to proscribe.'- Teague, 489 U. S., at 311 (quot-
- ing Mackey v. United States, 401 U. S. 667, 675 (1971)
- (Harlan, J., concurring in judgments in part and dissent-
- ing in part)). Nor does the rule embody a -procedur[e]
- without which the likelihood of an accurate conviction is
- seriously diminished.- 489 U. S., at 313. As noted above,
- the Constitution does not require the State to provide an
- affirmative defense to murder; a rule that, once such a
- defense is provided, the instructions must not prevent the
- jury from considering it is -a far cry from the kind of
- absolute prerequisite to fundamental fairness that is
- implicit in the concept of ordered liberty.- Id., at 314
- (internal quotation marks omitted).
- The rule the Court of Appeals promulgated is not
- compelled by precedent, nor does it fall within one of the
- two Teague exceptions. I therefore agree with the Court
- that the Court of Appeals erred in applying that rule in
- this case. I do not join the Court's opinion, however,
- because it could be read (wrongly, in my view) as suggest-
- ing that the Court of Appeals' decision in this case applied
- not only a new rule, but also an incorrect one. I would
- reserve that question until we address it on direct review.
-